Securities Litigation

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Proven Credibility Leads to Exceptional Results

The Securities Litigation practice group at Parsons Behle & Latimer understands the complexities inherent in state and federal securities litigation.

Parsons Behle & Latimer’s Securities Litigation practice group represents several of the largest broker-dealers in the United States and has been involved in many of the largest and most complex securities class action cases in Utah. We have the depth of experienced resources necessary to staff the largest cases, and we have the close working relationships with securities regulators to achieve the best possible outcome in each case.

Parsons Behle & Latimer’s Securities Litigation practice group represents clients in private and regulatory securities litigation matters, including representing companies, officers, directors, broker-dealers, registered representatives, investment advisors, and accountants in internal investigations, derivative actions, class actions, proxy disputes, FINRA arbitrations, shareholder disputes, Ponzi-scheme litigation, receiverships, partnership disputes, and in defense of regulatory enforcement actions involving the United States Securities & Exchange Commission (SEC), the Utah Division of Securities, Financial Industry Regulatory Authority (FINRA), and the Public Company Accounting Oversight Board (PCAOB).

Parsons Behle & Latimer also represents clients in corporate dissolution matters, squeeze-out merger litigation, corporate veil piercing, and shareholder dilution-related litigation. Our attorneys have represented clients in securities law compliance matters, including, with respect to broker-dealer compliance, non-competition agreements, golden handcuff forgivable loans, and the transfer, sale and/or acquisition of client securities accounts by registered representatives and broker-dealers.

Representative Matters

Class Action, Securities & Antitrust Litigation